Compliance, disclosures & UCC

Keep funding compliant with state disclosure requirements and manage your security filings in one place.

Disclosures

Generate the disclosure documents some states require before funding. A disclosure is produced from the deal's economics (amount, finance charge, total repayment, estimated APR where applicable) and tracked through to merchant acknowledgement.

UCC filings

Record and manage UCC-1 filings against funded merchants, including the filing jurisdiction, file number, and status. With a UCC provider integration enabled, filings can be initiated and updated without leaving the platform.

Sanctions screening

Parties on a deal can be screened against sanctions and watch lists (for example OFAC). The screening result is stored on the deal so you have a record that the check was run and what it returned.

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